Finance & Banking

RegTech Summit New York 2026

Now in its 10th year, RegTech Summit New York brings together senior compliance, risk, technology and regulatory leaders from across the North American capital markets financial industry to explore the future of regulatory compliance, AI and RegTech. The agenda explores the practical realities of transforming compliance in an increasingly complex regulatory…

Visit the official siteSponsorship open
15Speakers
6Sponsors
11On the bill · sessions
17Companies · in total
§I

Speakers

Programmed at RegTech, in alphabetical order.
Anand Narayanan
Executive Director - Head of Strategic Initiatives & Program Governance · SMBC Group
Andelija Milas
Head of KYC Process and Production · ING
Andrew Delaney
President and Chief Content Officer · A-Team Group
Andrew Pinnington
Chief Customer Officer · Novatus
Brett Utnick
Executive Director – Head of Regulatory Oversight Group, Americas · Nomura
Dorothy D. DeWitt
CEO & Founder · Tölt Strategies
Elie Mishory
Chief Regulatory and Legal Affairs Officer · Novig
Kenneth Lamar
Principal Partner · Lamar Associates LLC
Konstantinos Rizakos
General Manager Compliance · NICE Actimize
Leslie Barrett
Vice President | FACT & WCIB SS Governance, Controls, & QA Corporate Compliance · U.S Bank
Mary Kopczynski
Co-founder · Women in RegTech New York (WIRTNY)
Melissa Babin
Senior Director, Head of Financial Crimes Investigations & AML Compliance Officer · Robinhood
Stephanie Rubizhevsky
Chief Solutions Officer · Novatus
Sudhir Jain
Chief Compliance Officer & Head of Regulatory Affairs · Kalshi
Vall Herard
Co-founder and CEO · Saifr
§II

Sponsors

The houses behind the program. Tiers as disclosed.
NovatusPlatinum
SmarshPlatinum
BehavoxGold
NICE ActimizeGold
SaifrGold
Insightful TechnologySilver
§III

Agenda

Selected from 11 sessions on the bill.
  • 10:20am

    Keynote: Breaking the remediation & back reporting cycle

  • 11:10am

    A-Team Group Research Report Update

  • 11:25am

    Panel: Opportunities for harnessing structured and unstructured data for compliance insight

    How are firms combining structured and unstructured data to gain a more holistic view of compliance risk? What opportunities exist to leverage AI and analytics to extract actionabl…

  • 12:10pm

    Panel: Regulatory reporting: Today’s challenges

    How can firms ensure they are ready for the next regulatory priorities and what does ‘good reporting’ look like? Where is the industry on the simplification of OTC reporting and ma…

  • 2:00pm

    Use Case Keynote: Using the right tool: Applying AI and other technologies in compliance

    How can compliance teams determine when AI adds genuine value and when automation or traditional rule-based approaches are the better solution? What practical lessons can be learne…

  • 2:20pm

    Panel: Managing compliance, surveillance and risk for prediction markets and event-based contracts

    What are regulators focusing on as participation in these markets grows across institutional and retail investors? How can firms monitor for market manipulation, insider activity a…

  • 3:00pm

    Panel: AI Innovation is outpacing security: Managing cyber, third-party and model risk governance

    How are firms identifying and mitigating emerging AI security risks, including prompt injection, model manipulation, data poisoning and data leakage? As organisations increasingly …

  • 4:20pm

    Champagne Roundtable Sessions

    These provide a unique opportunity for deep-dive, interactive discussions with peers and industry leaders on some of the day’s most important themes. 1. Building the business case …

  • 9:00am

    Opening and Welcome

Intermission
Part the Second · For the Buyer

What does it mean when 17 companies show up, and 3 bet on three roles at once?

Seventeen companies. three are betting more than once.

The numbers below are derived from the speakers, sponsors, and exhibitors on this page, cross-referenced into one ledger. They are the only thing here that 10times.com cannot tell you.

Who's in the room
3All threespeak · spons · exh
3Sponsoringsponsor only
11Companies Speakingspeaker only

The Triple-Threat

Novatus·NICE Actimize·Saifr

Speakers by seniority

93% of the speakers carry senior titles: C-suite, Founder, VP, or Director-level.

  • C-suite747%
  • Founder / Owner213%
  • VP-level17%
  • Director / Head of427%
  • Manager / Lead17%

Of 15 on the bill · classified by free-text title

Most-represented companies
  1. 01NovatusSp·P2V
  2. 02NICE ActimizeSp·G1V
  3. 03SaifrSp·G1V
  4. 04BehavoxSp·G
  5. 05Insightful TechnologySp·S
  6. 06SmarshSp·P
  7. 07A-Team Group1V
  8. 08ING1V
  9. 09Kalshi1V
  10. 10Lamar Associates LLC1V
  11. 11Nomura1V
  12. 12Novig1V
  13. 13Robinhood1V
  14. 14SMBC Group1V
Sponsors by tier
platinum2
33% of 6
gold3
50% of 6
silver1
17% of 6
Related events · by shared sponsors

Related events

Same brand, other regions