Finance & Banking

RegTech Summit New York 2026

Now in its 10th year, RegTech Summit New York brings together senior compliance, risk, technology and regulatory leaders from across the North American capital markets financial industry to explore the future of regulatory compliance, AI and RegTech. The agenda explores the practical realities of transforming compliance in an increasingly complex regulatory…

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24Speakers
13Sponsors
11Sessions
31Companies · in total

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Speakers

Programmed at RegTech, in alphabetical order.

Alex Ford
Co-founder · Women in RegTech New York (WIRTNY)
Amy Hull
Head of Financial Crimes Compliance, Americas · Marex
Anand Narayanan
Executive Director - Head of Strategic Initiatives & Program Governance · SMBC Group
Andelija Milas
Head of KYC Process and Production · ING
Andrew Delaney
President and Chief Content Officer · A-Team Group
Andrew Pinnington
Chief Customer Officer · Novatus
Ban Ghosh
Global Head of Regulatory and Controls Technology · Scotiabank
Brett Utnick
Executive Director – Head of Regulatory Oversight Group, Americas · Nomura
Clement King
Managing Director and U.S. Head of Business Risk Management · Scotiabank
David Hirsch
Partner · McGuireWoods LLP
Dorothy D. DeWitt
CEO & Founder · Tölt Strategies
Elie Mishory
Chief Regulatory and Legal Affairs Officer · Novig
Kaitlin Asrow
Acting Superintendent · New York State Department of Financial Services (NYDFS)
Kenneth Lamar
Principal Partner · Lamar Associates LLC
Kim Jaffee-Prado
MD, Global Head of Product - GlobalLINK · State Street
Konstantinos Rizakos
General Manager Compliance · NICE Actimize
Leslie Barrett
Vice President | FACT & WCIB SS Governance, Controls, & QA Corporate Compliance · U.S Bank
Mary Kopczynski
Co-founder · Women in RegTech New York (WIRTNY)
Melissa Babin
Senior Director, Head of Financial Crimes Investigations & AML Compliance Officer · Robinhood
Peter Justini
Finance Regulatory Manager · Hudson River Trading
Sateesh Kumar Challa
Head of Digital Transformation Office · Societe Generale
Stephanie Rubizhevsky
Chief Solutions Officer · Novatus

Sponsors

The companies behind the program. Tiers as disclosed.

NovatusPlatinum
SmarshPlatinum
BehavoxGold
NICEGold
NICE ActimizeGold
SaifrGold
AQMetricsSilver
Insightful TechnologySilver
NtierSilver
QlogueSilver
RegPASSSilver
ResponsivSilver
ShieldSilver

Agenda

Selected from 11 sessions.

  • 10:20am

    Keynote: Breaking the remediation & back reporting cycle

  • 11:10am

    A-Team Group Research Report Update

  • 11:25am

    Panel: Opportunities for harnessing structured and unstructured data for compliance insight

    How are firms combining structured and unstructured data to gain a more holistic view of compliance risk? What opportunities exist to leverage AI and analytics to extract actionabl…

  • 12:10pm

    Panel: Regulatory reporting: Today’s challenges

    How can firms ensure they are ready for the next regulatory priorities and what does ‘good reporting’ look like? Where is the industry on the simplification of OTC reporting and ma…

  • 2:00pm

    Use Case Keynote: Using the right tool: Applying AI and other technologies in compliance

    How can compliance teams determine when AI adds genuine value and when automation or traditional rule-based approaches are the better solution? What practical lessons can be learne…

  • 2:20pm

    Panel: Managing compliance, surveillance and risk for prediction markets and event-based contracts

    What are regulators focusing on as participation in these markets grows across institutional and retail investors? How can firms monitor for market manipulation, insider activity a…

  • 3:00pm

    Panel: AI Innovation is outpacing security: Managing cyber, third-party and model risk governance

    How are firms identifying and mitigating emerging AI security risks, including prompt injection, model manipulation, data poisoning and data leakage? As organisations increasingly …

  • 4:20pm

    Champagne Roundtable Sessions

    These provide a unique opportunity for deep-dive, interactive discussions with peers and industry leaders on some of the day’s most important themes. 1. Building the business case …

  • 9:00am

    Opening and Welcome

Company intelligence

What does it mean when 31 companies show up, and 3 bet on three roles at once?

31 companies. three are betting more than once.

The numbers below are derived from the speakers, sponsors, and exhibitors on this page, cross-referenced into one ledger. They are the only thing here that 10times.com cannot tell you.

Who's in the room
3All threespeak · spons · exh
10Sponsoringsponsor only
18Speakingspeaker only

In all three roles

Novatus·NICE Actimize·Saifr

Speakers by seniority

88% of the speakers carry senior titles: C-suite, Founder, VP, or Director-level.

  • C-suite729%
  • Founder / Owner417%
  • VP-level14%
  • Director / Head of938%
  • Manager / Lead28%
  • Other roles14%

Of 24 speakers · classified by free-text title

Most-represented companies
#CompanyRolesSpeakers
1NovatusSponsor · Platinum2
2NICE ActimizeSponsor · Gold1
3SaifrSponsor · Gold1
4AQMetricsSponsor · Silver-
5BehavoxSponsor · Gold-
6Insightful TechnologySponsor · Silver-
7NiCESponsor · Gold-
8NtierSponsor · Silver-
9QlogueSponsor · Silver-
10RegPASSSponsor · Silver-
11ResponsivSponsor · Silver-
12ShieldSponsor · Silver-
13SmarshSponsor · Platinum-
14Scotiabank2
Sponsors by tier
platinum2
15% of 13
gold4
31% of 13
silver7
54% of 13