Finance & Banking

How LPL Financial Modernized Daily Regulatory Calculations

n this live webinar, LPL Financial showcases how they modernized daily regulatory calculations and workflows using automated, auditable solutions. The session covers optimizing SEC Rule 15c3-3 compliance by automating complex data parsing, rebuilding calculation processes for transparency, and delivering clean, trusted treasury outputs. Attendees gain insig…

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3Voices

1Underwriters

0Exhibitors

0On the bill · sessions

2Companies · in total

§I

The Voices

Programmed at How, in alphabetical order.

Jessie Chou

Solutions Engineer · Alteryx

Kelvin To

VP Business Intelligence · LPL Financial

Misha Lau

Solutions Marketing Manager, Financial Services · Alteryx

§II

Underwritten By

The houses behind the program. Tiers as disclosed.

LPL Financial

Intermission

Part the Second · For the Buyer

What does it mean when 2 companies show up — and 1 bet on three roles at once?

“Two companies. one are betting more than once.”

The numbers below are derived from the speakers, sponsors, and exhibitors on this page — cross-referenced into one ledger. They are the only thing here that 10times.com cannot tell you.

№ 01Fig. 01 — Composition of the House

1All threespeak · spons · exh

0Sponsoringsponsor only

0Exhibitingexhibitor only

1Speakingspeaker only

The Triple-Threat

LPL Financial

№ 02Fig. 02 — The Voices, by Seniority

33% of the speakers carry senior titles — C-suite, Founder, VP, or Director-level.

VP-level133%
Engineer · IC133%
Marketing / Brand133%

Of 3 on the bill · classified by free-text title

№ 03Fig. 03 — The Heaviest in the Room

01LPL FinancialSp1V
02Alteryx2V

№ 04Fig. 04 — By Tier

unspecified1

100% of 1